AI assistant
SoFi Technologies, Inc. — Director's Dealing 2024
May 24, 2024
30151_dirs_2024-05-23_b7f6c5f4-d37e-4320-8962-dfa79a5a53b7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2024-05-21
Reporting Person: Al-Hammadi Ahmed Ali (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-21 | Common Stock | M | 26249 | — | Acquired | 87937 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-21 | Restricted Stock Unit | $ | M | 26249 | Disposed | Common Stock (26249) | Direct |
Footnotes
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F3: The Reporting Person serves as the nominee of Qatar Investment Authority, the ultimate parent of QIA FIG Holding LLC, to the Issuer's board of directors. The Reporting Person disclaims beneficial ownership of all shares of the Issuer held of record and all shares of the Issuer which may be acquired upon exercise of warrants to purchase common stock held of record by QIA FIG Holding LLC.