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SoFi Technologies, Inc. — Director's Dealing 2024
Jun 19, 2024
30151_dirs_2024-06-18_afee675a-deaf-4a43-8300-722918e969ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2024-06-14
Reporting Person: Lavet Robert S (General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-06-14 | Common Stock | M | 10115 | — | Acquired | 1527429 | Direct |
| 2024-06-17 | Common Stock | F | 4852 | $6.394 | Disposed | 1522577 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-06-14 | Restricted Stock Unit | $ | M | 10115 | Disposed | Common Stock (10115) | Direct |
Footnotes
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.
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