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SoFi Technologies, Inc. Director's Dealing 2024

Aug 3, 2024

30151_dirs_2024-08-02_4a854be3-13ce-4dad-988a-dd94f9e74d6c.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2024-07-25

Reporting Person: Keough Kelli (EVP, GBUL, SIPS)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 139346 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Restricted Stock Unit $ Common Stock (397151) Direct
Restricted Stock Unit $ Common Stock (909072) Direct

Footnotes

F1: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award vests as to 6.5% on the three month anniversary of the vesting commencement date falling in March 2024, and vests as to 6.25% quarterly thereafter for the following fifteen quarters, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.

F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F3: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award vests as to 12.5% on the six month anniversary of the vesting commencement date falling in March 2023, and vests as to 6.25% quarterly thereafter for the following fourteen quarters, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.