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SoFi Technologies, Inc. — Director's Dealing 2024
Aug 3, 2024
30151_dirs_2024-08-02_4a854be3-13ce-4dad-988a-dd94f9e74d6c.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2024-07-25
Reporting Person: Keough Kelli (EVP, GBUL, SIPS)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 139346 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Common Stock (397151) | Direct | ||
| Restricted Stock Unit | $ | Common Stock (909072) | Direct |
Footnotes
F1: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award vests as to 6.5% on the three month anniversary of the vesting commencement date falling in March 2024, and vests as to 6.25% quarterly thereafter for the following fifteen quarters, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F3: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award vests as to 12.5% on the six month anniversary of the vesting commencement date falling in March 2023, and vests as to 6.25% quarterly thereafter for the following fourteen quarters, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.