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SoFi Technologies, Inc. — Director's Dealing 2024
Sep 28, 2024
30151_dirs_2024-09-27_bfd74427-d218-4c01-9f4f-8d020d945f5b.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2024-09-26
Reporting Person: Schuppenhauer Eric (EVP GBUL Borrow)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 15505 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Common Stock (891694) | Direct |
Footnotes
F1: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the Reporting Person. The RSU award vests as to 12.5% on the six month anniversary of the vesting commencement date falling in August 2024, and vests as to 6.25% quarterly thereafter for the following fourteen quarters, in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.
F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.