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SoFi Technologies, Inc. — Director's Dealing 2024
Dec 19, 2024
30151_dirs_2024-12-18_1d1085bc-6500-4482-859a-0009c72a6c3a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2024-12-16
Reporting Person: Noto Anthony (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-16 | Common Stock | M | 960341 | — | Acquired | 9989707 | Direct |
| 2024-12-16 | Common Stock | F | 506582 | $16.25 | Disposed | 9483125 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-16 | Restricted Stock Unit | $ | M | 960341 | Disposed | Common Stock (960341) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021, November 22, 2021, March 22, 2023 and March 13, 2024.