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SoFi Technologies, Inc. — Director's Dealing 2023
May 9, 2023
30151_dirs_2023-05-09_a982aa5f-36a9-4bd1-b318-530a19753f0d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2021-08-18
Reporting Person: Noto Anthony (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-18 | Common Stock | P | 500 | $13.97 | Acquired | 500 | Indirect |
| 2021-08-19 | Common Stock | P | 400 | $13.99 | Acquired | 900 | Indirect |
| 2021-08-20 | Common Stock | P | 1000 | $14.05 | Acquired | 1900 | Indirect |
| 2021-08-23 | Common Stock | P | 100 | $14.23 | Acquired | 2000 | Indirect |
| 2022-03-04 | Common Stock | P | 3925.6097 | $10.19 | Acquired | 5925.6097 | Indirect |
| 2022-05-27 | Common Stock | P | 3000 | $7.48 | Acquired | 8925.6097 | Indirect |
| 2022-06-15 | Common Stock | P | 3000 | $5.94 | Acquired | 11925.6097 | Indirect |
| 2022-09-12 | Common Stock | P | 1500 | $6.33 | Acquired | 13425.6097 | Indirect |
| 2023-05-05 | Common Stock | P | 19833.4828 | $5.03 | Acquired | 33259.0925 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6380539 | Direct |
Footnotes
F1: Held by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
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