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SoFi Technologies, Inc. — Director's Dealing 2023
Jun 17, 2023
30151_dirs_2023-06-16_0078ebc8-4baf-4090-b03f-60e598b925ae.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2023-06-14
Reporting Person: Al-Hammadi Ahmed Ali (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-14 | Common Stock | M | 35974 | — | Acquired | 61688 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-14 | Restricted Stock Unit | $ | M | 35974 | Disposed | Common Stock (35974.0) | Direct |
Footnotes
F1: The Reporting Person serves as Chief Investment Officer, Europe, Russia and Turkey for Qatar Investment Authority, the ultimate parent of QIA FIG Holding LLC. The Reporting Person disclaims beneficial ownership of all shares of the Issuer held of record and all shares of the Issuer which may be acquired upon exercise of warrants to purchase common stock held of record by QIA FIG Holding LLC.
F2: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on August 17, 2022.