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SoFi Technologies, Inc. Director's Dealing 2023

Dec 19, 2023

30151_dirs_2023-12-18_9e3fd4e3-c2c8-41f8-85ec-9145b08e53a7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2023-12-14

Reporting Person: Rishel Jeremy (Chief Technology Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-14 Common Stock M 233927 Acquired 515403 Direct
2023-12-15 Common Stock F 115880 $9.322 Disposed 399523 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-12-14 Restricted Stock Unit $ M 233927 Disposed Common Stock (233927) Direct

Footnotes

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on July 20, 2022.