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SoFi Technologies, Inc. — Director's Dealing 2022
Feb 7, 2022
30151_dirs_2022-02-07_04c5073d-b484-45ce-9b25-19d41cbc1c77.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2022-02-02
Reporting Person: Borton Chad M (President - SoFi Bank)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 120 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Common Stock (638570) | Direct |
Footnotes
F1: The RSU award will vest as to approximately119,731 RSUs on the nine month anniversary of the vesting commencement date and will then vest as to approximately 39,911 RSUs per quarter in equal quarterly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date, with the first installment representing 18.75% of the total number of RSUs granted pursuant to this award and each installment other than the first installment representing 6.25% of the total number of RSUs granted pursuant to this award.
F2: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.