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SoFi Technologies, Inc. — Director's Dealing 2022
Mar 26, 2022
30151_dirs_2022-03-25_46a0da63-2b2f-4947-b9ed-baaecb4faf31.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2022-03-24
Reporting Person: Webster Aaron (Chief Risk Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-24 | Restricted Stock Unit | $ | A | 223578 | Disposed | Common Stock (223578) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: Represents shares issuable on settlement of RSUs granted to the Reporting Person. The RSU award will vest as to (1) 3,011 RSUs in equal quarterly installments on each of the quarterly vesting dates in June 2022, September 2022 and December 2022, (2) 15, 244 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2023, and (3) 19,196 RSUs in equal quarterly installments on each of the quarterly vesting dates in 2024 and 2025 (other than the quarterly vesting date in September 2024 when 19,197 RSUs will vest), in each case, subject to the reporting person's continued service with the Issuer through the applicable vesting date.