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SoFi Technologies, Inc. Director's Dealing 2022

Jun 16, 2022

30151_dirs_2022-06-16_6689ac43-8628-4356-a691-08d4a075ae72.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2022-06-14

Reporting Person: Heavener Micah (Head of Operations)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-06-14 Common Stock M 39145 Acquired 186400 Direct
2022-06-14 Common Stock F 15474 $5.88 Disposed 170926 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-06-14 Common Stock $ M 39145 Disposed Common Stock (39145.0) Direct

Footnotes

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.

F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.