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SoFi Technologies, Inc. Director's Dealing 2022

Sep 17, 2022

30151_dirs_2022-09-16_5b017259-6657-420d-9cc1-7a6c9e9573ad.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2022-09-14

Reporting Person: Noto Anthony (Director, Chief Executive Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-09-14 Common Stock M 94854 Acquired 3855217 Direct
2022-09-14 Common Stock F 48993 $5.84 Disposed 3806224 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-09-14 Common Stock $ M 94854 Disposed Common Stock (94854.0) Direct

Footnotes

F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

F2: Shares withheld to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to or sold by the Reporting Person.

F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Form 4 filed on June 2, 2021.