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SoFi Technologies, Inc. — Director's Dealing 2022
Sep 17, 2022
30151_dirs_2022-09-16_1fd4fba5-ca9f-4d04-8e67-086aa7fbb754.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2022-09-14
Reporting Person: Stafford Webb Lauren (Chief Marketing Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-14 | Common Stock | M | 59435 | — | Acquired | 318688 | Direct |
| 2022-09-14 | Common Stock | F | 24580 | $5.84 | Disposed | 294108 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-14 | Common Stock | $ | M | 59435 | Disposed | Common Stock (59435.0) | Direct |
Footnotes
F1: Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2: Shares sold to satisfy tax withholding obligation applicable to the vesting of stock-settled RSUs. These shares were not issued to the Reporting Person.
F3: Represents the settlement of a portion of the RSUs granted to the Reporting Person as disclosed on the Reporting Person's Forms 4 filed on June 2, 2021 and March 25, 2022.
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