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SoFi Technologies, Inc. — Director's Dealing 2022
Dec 14, 2022
30151_dirs_2022-12-13_58bcaf32-ee13-434a-b518-ab99502c5638.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2022-12-09
Reporting Person: Noto Anthony (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-09 | Common Stock | P | 682500 | $4.3634 | Acquired | 4636186 | Direct |
| 2022-12-12 | Common Stock | P | 132600 | $4.2934 | Acquired | 4768786 | Direct |
| 2022-12-13 | Common Stock | P | 318965 | $4.5833 | Acquired | 5087751 | Direct |
Footnotes
F1: The reported transactions were executed in multiple trades. The purchase price of $4.3634 reported in Column 4 is the weighted average purchase price for the 682,500 shares acquired by the Reporting Person within a range of $4.330 to $4.395 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
F2: The reported transactions were executed in multiple trades. The purchase price of $4.2934 reported in Column 4 is the weighted average purchase price for the 132,600 shares acquired by the Reporting Person within a range of $4.28 to $4.30 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.
F3: The reported transactions were executed in multiple trades. The purchase price of $4.5833 reported in Column 4 is the weighted average purchase price for the 318,965 shares acquired by the Reporting Person within a range of $4.70 to $4.35 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares acquired at each separate price within the price range noted above.