SoFi Technologies, Inc. — Director's Dealing 2021

Jun 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2021-05-28

Reporting Person: YESIL MAGDALENA (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-28	Common Stock	A	348560	—	Acquired	348560	Direct
2021-05-28	Common Stock	A	463538	—	Acquired	463538	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-05-28	Stock Options (right to buy)	$6.87	A	313704	Acquired	2028-07-03	Common Stock (313704)	Direct
2021-05-28	Restricted Stock Unit	$	A	31122	Acquired		Common Stock (31122)	Direct

Footnotes

F1: Received in connection with the Issuer's business combination (the "Business Combination") with Social Finance, Inc. ("Legacy SoFi") in accordance with the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021, by and among the Issuer (f/k/a Social Capital Hedosophia Holdings Corp. V), Plutus Merger Sub Inc. ("Merger Sub") and Legacy SoFi (the "Merger Agreement"), pursuant to which Merger Sub merged with and into Legacy SoFi, with Legacy SoFi surviving the merger as a wholly-owned subsidiary of the Issuer.

F2: Includes (i) 144,629 shares held of record by the Troy Kevork Wickett Trust, of which the reporting person is a trustee, (ii) 144,629 shares held of record by the Justin Yesil Wickett Trust, of which the reporting person is a trustee and (iii) 174,280 shares held of record by James F. Wickett, the reporting person's spouse. The reporting person disclaims beneficial ownership of such shares except to the extent of her pecuniary interest therein.

F3: The option vested as to 25% of the total number of shares on July 3, 2019, and thereafter vested and shall continue to vest as to 1/48th of the total number of shares in equal monthly installments, subject to the reporting person's continued service with the Issuer through the applicable vesting date. The applicable portion of the option becomes exercisable immediately upon vesting.

F4: Received in connection with the Business Combination in exchange for options to acquire 180,000 shares of common stock of Legacy SoFi for $11.97 per share.

F5: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

F6: Subject to the reporting person's continued service with the Issuer, 100% of the RSU award will fully vest July 3, 2023.