SoFi Technologies, Inc. — Director's Dealing 2021

Aug 5, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2021-05-28

Reporting Person: Qatar Investment Authority (Director)
Reporting Person: QIA FIG Holding LLC (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-05-28	Common Stock	A	24528058	—	Acquired	24528058	Indirect
2021-05-28	Series 1 Redeemable Preferred Stock	A	3000000	—	Acquired	3000000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-05-28	Warrants	$8.86	A	11290344	Acquired	2024-05-19	Common Stock (11290344)	Indirect

Footnotes

F1: Acquired pursuant to the terms of the Agreement and Plan of Merger, dated as of January 7, 2021, as amended on March 16, 2021 (the "Merger Agreement"), by and among Social Capital Hedosophia Holdings Corp. V ("SCH"), Plutus Merger Sub Inc. ("Merger Sub"), and Social Finance, Inc. ("SoFi"), pursuant to which Merger Sub merged (the "Merger") with and into SoFi, with SoFi surviving the Merger as a wholly owned subsidiary of SCH (renamed SoFi Technologies, Inc. (the "Issuer")). Pursuant to the terms of the Merger Agreement, at the effective time of the Merger, holders of SoFi common stock received shares of common stock of the Issuer, holders of SoFi Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock received Series 1 Fixed-to-Floating Rate Cumulative Redeemable Preferred Stock of the Issuer, and holders of warrants to purchase SoFi Series H Preferred Stock received warrants to purchase shares of common stock of the Issuer.

F2: QIA FIG Holding LLC is the direct holder of the securities reflected in this Form 4. Qatar Investment Authority is the ultimate parent of QIA FIG Holding LLC.

F3: Ahmed Al-Hammadi, Chief Investment Officer, Europe, Russia and Turkey for Qatar Investment Authority, is a member of the board of directors of the Issuer designated by QIA FIG Holding LLC, and therefore Qatar Investment Authority and QIA FIG Holding LLC each may be deemed a "director by deputization" of the Issuer.