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SoFi Technologies, Inc. Director's Dealing 2021

Sep 15, 2021

30151_dirs_2021-09-15_e2ee0207-b2f6-47c3-bcb3-495f3baaaaad.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2021-09-13

Reporting Person: Wilkes Thomas Clayton (Director, Vice Chairman - Galileo)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-13 Common Stock S 1119413 $15.16 Disposed 52802242 Indirect

Footnotes

F1: The reported transactions were executed in multiple trades. The purchase price of $15.16 reported in Column 4 is the weighted average sale price for the 1,119,413 shares disposed of by the Reporting Person within a range of $15.00 to $15.27 per share. The Reporting Person hereby undertakes to provide to the Staff of the SEC, the Issuer or any security holder of the Issuer, upon request, full information regarding the number of shares disposed of at each separate price within the price range noted above.

F2: Consists of (i) 49,353,832 shares held of record by Red Crow Capital, LLC and (ii) 3,448,410 shares held of record jointly by the reporting person and his wife, who have shared voting and dispositive power with respect to the shares. The reporting person serves as the Manager of Red Crow Capital, LLC.