AI assistant
SoFi Technologies, Inc. — Director's Dealing 2021
Oct 23, 2021
30151_dirs_2021-10-22_3149c7c9-b153-4fb7-90de-cf89a7f0edae.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SoFi Technologies, Inc. (SOFI)
CIK: 0001818874
Period of Report: 2021-10-20
Reporting Person: Noto Anthony (Director, Chief Executive Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-20 | Restricted Stock Unit | $ | A | 330905 | Acquired | Common Stock (7161723) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.
F2: The RSU award will vest as to 165,451 RSUs quarterly in 2023 as follows: 41,363 RSUs on March 14, 2023, 41,363 RSUs on June 14, 2023, 41,363 RSUs on September 14, 2023 and 41,362 RSUs on December 14, 2023, and will vest as to 165,454 RSUs quarterly in 2024 as follows: 41,364 RSUs on March 14, 2024, 41,364 RSUs on June 14, 2024, 41,363 RSUs on September 14, 2024 and 41,363 RSUs on December 14, 2024, subject to the reporting person's continued service with the Issuer through the applicable vesting date.