SOCKET MOBILE, INC. — Regulatory Filings 2016

Jun 17, 2016

8-A12B 1 Form-8A12B0617.htm FORM 8-A12B

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

SOCKET MOBILE, INC.

(Exact name of registrant as specified in its charter)

Delaware	94-3155066
(State of incorporation
or organization)	(I.R.S. Employer
Identification No.)

39700 Eureka Drive, Newark, CA 94560

(Address of principal executive offices including zip code)

Securities to be registered pursuant to Section 12(b) of the Act:

| Title
of each class to be so registered | Name
of each exchange on which each class is to be registered |
| --- | --- |
| Common Stock,
par value $0.001 per share | The NASDAQ Stock
Market LLC |

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. [ x ]

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. [ ]

Securities Act registration statement file number to which this form relates:

None

Securities to be registered pursuant to Section 12(g) of the Act:

None

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Item 1. Description of Registrant’s Securities to be Registered

Holders of Common Stock are entitled to one vote per share in all matters to be voted on by the shareholders, except that, upon giving notice as required by law, shareholders may cumulate their votes in the election of directors. In the event of a liquidation, dissolution or winding up of the Company, holders of Common Stock are entitled to share ratably in all assets remaining after payment of the Company's liabilities and liquidation preference, if any, of any then outstanding shares of Preferred Stock. The Company is authorized to issue up to three million shares of undesignated Preferred Stock. Holders of Common Stock have no preemptive rights and no rights to convert their Common Stock into any other securities, and there are no redemption or sinking fund provisions with respect to such shares. There is no Preferred Stock outstanding today. The rights, preferences and privileges of holders of Common Stock are subject to, and may be materially adversely affected by, the rights of the holders of shares of any series of Preferred Stock which the Company may designate and issue in the future.

Item 2. Exhibits

Under the “Instructions as to Exhibits” section of Form 8-A, no exhibits are required to be filed because no other securities of the Registrant are to be registered on The NASDAQ Stock Market LLC and the securities to be registered hereby are not being registered pursuant to Section 12(g) of the Securities Exchange Act of 1934, as amended.

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SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

| | SOCKET
MOBILE, INC. |
| --- | --- |
| Date: June 17, 2016 | /s/
David W. Dunlap |
| | David
W. Dunlap |
| | Vice
President, Finance and Administration and Chief Financial Officer |