SOCKET MOBILE, INC. — Regulatory Filings 2009

Oct 22, 2009

8-K 1 form-8k1022.htm 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

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FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

October 22 , 2009 Date of Report (Date of earliest event reported)

SOCKET MOBILE, INC. (Exact name of registrant as specified in its charter)

Delaware (State or other jurisdiction of incorporation) 001-13810 (Commission File Number) 94-3155066 (IRS Employer Identification No.)

39700 Eureka Drive Newark, CA 94560 (Address of principal executive offices, including zip code)

(510) 933-3000 (Registrant's telephone number, including area code)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

[ ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Item 2.02 Results of Operations and Financial Condition.

On October 22, 2009, Socket Mobile, Inc., issued a press release reporting its results for the three and nine months ended September 30, 2009. A copy of the press release is furnished as Exhibit 99.1.

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

| Exhibit
Number | Description |
| --- | --- |
| 99.1 | Text
of press release, dated October 22, 2009, titled "Socket Mobile Reports
Third Quarter 2009 Revenue of $4.6 Million, up 10% Sequentially." |

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

| David
W. Dunlap |
| --- |
| Name:
David W. Dunlap Vice President, Finance and Administration and Chief Financial Officer |

EXHIBIT INDEX

| Exhibit
Number | Description |
| --- | --- |
| 99.1 | Text
of press release, dated October 22, 2009, titled "Socket Mobile Reports
Third Quarter 2009 Revenue of $4.6 Million, up 10% Sequentially." |