SOCKET MOBILE, INC. — Major Shareholding Notification 2021

Feb 16, 2021

SC 13G/A 1 d8799842_13g-a.htm 26605-0001

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 2)*

| Socket
Mobile, Inc. |
| --- |
| (Name
of Issuer) |

| Common
Stock, $0.001 par value |
| --- |
| (Title
of Class of Securities) |

83368E200
(CUSIP
Number)

| December
31, 2020 |
| --- |
| (Date
of Event Which Requires Filing of this Statement) |

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

[X] Rule 13d-1(b)

[_] Rule 13d-1(c)

[_] Rule 13d-1(d)

---

• The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Field: Page; Sequence: 1

Field: /Page

| CUSIP
No. — 1. | NAME
OF REPORTING PERSONS | |
| --- | --- | --- |
| | I.R.S.
IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | |
| | Manatuck
Hill Partners, LLC 26-4540925 | |
| 2. | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | |
| | | (a) [] |
| | | (b) [X] |
| 3. | SEC
USE ONLY | |
| 4. | CITIZENSHIP
OR PLACE OF ORGANIZATION | |
| | Delaware | |
| NUMBER
OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | | |
| 5. | SOLE
VOTING POWER | |
| | 0 | |
| 6. | SHARED
VOTING POWER | |
| | 0 | |
| 7. | SOLE
DISPOSITIVE POWER | |
| | 0 | |
| 8. | SHARED
DISPOSITIVE POWER | |
| | 0 | |
| 9. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| | 0 | |
| 10. | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | [] |
| 11. | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | |
| | 0% | |
| 12. | TYPE
OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| | OO,
IA | |

Field: Page; Sequence: 2

Field: /Page

CUSIP No. 83368E200

| Item
1. | (a). | Name
of Issuer: |
| --- | --- | --- |
| | | Socket
Mobile, Inc. |
| | (b). | Address
of Issuer's Principal Executive Offices: |
| | | 39700
Eureka Drive Newark,
CA 94560 |
| Item
2. | (a)
- (c) | Name,
Principal Business Address, and Citizenship of Persons Filing: |
| | | Manatuck
Hill Partners, LLC 1465
Post Road East Westport,
CT 06880 |
| | | Which
is a Delaware limited liability company |
| | (d). | Title
of Class of Securities: |
| | | Common
Stock, $0.001 par value |
| | (e). | CUSIP
Number: |
| | | 83368E200 |

ITEM 3. If This Statement is filed pursuant to ss.240.13d-1(b) or 240.13d-2(b), or (c), check whether the person filing is a

| (a) | [] | Broker
or dealer registered under Section 15 of the Exchange Act (15 U.S.C. 78c). |
| --- | --- | --- |
| (b) | [] | Bank
as defined in Section 3(a)(6) of the Exchange Act (15 U.S.C. 78c). |
| (c) | [] | Insurance
company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c). |
| (d) | [] | Investment
company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). |
| (e) | [X] | An
investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E); |

Field: Page; Sequence: 3

Field: /Page

| (f) | [] | An
employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F); |
| --- | --- | --- |
| (g) | [] | A
parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); |
| (h) | [] | A
savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.1813); |
| (i) | [] | A
church plan that is excluded from the definition of an investment company under Section
3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
| (j) | [] | A
non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); |
| (k) | [] | Group,
in accordance with §240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J),
please specify the type of institution: |

ITEM 4. Ownership:

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

| (a) | Amount
beneficially owned: |
| --- | --- |
| | Manatuck
Hill Partners, LLC – 0 |
| (b) | Percent
of class: |
| | Manatuck
Hill Partners, LLC – 0% |
| (c) | Number
of shares as to which the person has: |

| (i) | Sole
power to vote or to direct the vote | |
| --- | --- | --- |
| | Manatuck
Hill Partners, LLC | 0 |
| (ii) | Shared
power to vote or to direct the vote | |
| | Manatuck
Hill Partners, LLC | 0 |
| (iii) | Sole
power to dispose or to direct the disposition of | |
| | Manatuck
Hill Partners, LLC | 0 |
| (iv) | Shared
power to dispose or to direct the disposition of | |
| | Manatuck
Hill Partners, LLC | 0 |

Field: Page; Sequence: 5

Field: /Page

| Item
5. |
| --- |
| If
this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following [X]. |

| Item
6. |
| --- |
| If
any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds
from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest
relates to more than five percent of the class, such person should be identified. A listing of the shareholders
of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan,
pension fund or endowment fund is not required. |
| N/A |

| Item
7. |
| --- |
| If
a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(1)(ii)(G), so indicate under Item 3(g) and attach
an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company
has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant
subsidiary. |
| N/A |

| Item
8. |
| --- |
| If
a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit
stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule
pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group. |
| N/A |

| Item
9. |
| --- |
| Notice
of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings
with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual
capacity. See Item 5. |
| N/A |

| Item
10. |
| --- |
| By
signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are
held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing
or influencing the control of the issuer of the securities and were not acquired and are not held in connection
with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with
a nomination under § 240.14a-11. |

Field: Page; Sequence: 5

Field: /Page

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

| February
16, 2021 |
| --- |
| (Date) |
| Manatuck
Hill Partners, LLC |
| By: /s/
Tom Scalia |
| (Signature) |
| Tom
Scalia, Chief Financial Officer |
| (Name/Title) |

The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative other than an executive officer or general partner of the filing person, evidence of the representative's authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and any title of each person who signs the statement shall be typed or printed beneath his signature.

Note. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See s.240.13d-7 for other parties for whom copies are to be sent.

Attention. Intentional misstatements or omissions of fact constitute Federal criminal violations (see 18 U.S.C. 1001).