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SOBR Safe, Inc. — Director's Dealing 2023
Feb 24, 2023
35413_dirs_2023-02-24_40ca3855-bde6-485b-92fe-305251413d5d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SOBR Safe, Inc. (SOBR)
CIK: 0001425627
Period of Report: 2022-11-04
Reporting Person: Wenzel Gerard (CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-11-16 | Common Stock | M | 16667 | $1.45 | Acquired | 28432 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-11-16 | Restricted Stock Units (RSUs) | $1.45 | M | 16667 | Disposed | Common Stock (0) | Direct | |
| 2022-11-04 | Restricted Stock Units (RSUs) | $0 | A | 75000 | Acquired | Common Stock (75000) | Direct |
Footnotes
F1: Shares issued for vested RSUs
F2: The RSUs don't have an expiration date, but will terminate if Mr. Wenzel is not in continuing service with the Issuer at the time of vesting.
F3: The vested RSUs were converted to common stock.
F4: Issued to Mr. Wenzel under the terms of his Restricted Stock Agreement with the Issuer.
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