SOBR Safe, Inc. — Director's Dealing 2022

Jun 21, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SOBR Safe, Inc. (SOBR)
CIK: 0001425627
Period of Report: 2021-12-07

Reporting Person: Shoemaker Sandy L (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-05-18	Common Stock	J	11765	$4	Acquired	11765	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-05-18	Common Stock Warrants	$4.25	J	23530	Acquired	2027-05-18	Common Stock (23530)	Direct
2021-12-07	Stock Options	$10.065	A	25000	Acquired	2031-12-07	Common Stock (25000)	Direct

Footnotes

F1: Mrs. Shoemaker acquired the 11,765 Units for $50,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant.

F2: Adjusted for the 1-for-3 reverse stock split of the Issuer's common stock effected April 28, 2022.

F3: The stock options vest as to 4,167 shares each quarter for four quarters after the grant date and then as to 2,084 shares each quarter for an additional four quarters.

F4: Issued to Mrs. Shoemaker for agreeing to serve on the Issuer's Board of Directors and for agreeing to be the chairperson of the Audit Committee of the Issuer's Board of Directors.