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SOBR Safe, Inc. — Director's Dealing 2022
Sep 15, 2022
35413_dirs_2022-09-15_131f969a-c975-48bf-8671-dc0473642b12.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SOBR Safe, Inc. (SOBR)
CIK: 0001425627
Period of Report: 2022-05-18
Reporting Person: Watson Michael T (EVP Sales and Marketing)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-18 | Common Stock | J | 17645 | $4 | Acquired | 17645 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-18 | Common Stock Warrants | $4.25 | J | 35290 | Acquired | 2027-05-18 | Common Stock (35290) | Direct |
Footnotes
F1: Mr. Watson acquired 17,645 Units for $75,000 in the Issuer's recent $10 million firm underwritten offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant.
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