SOBR Safe, Inc. — Director's Dealing 2022

May 24, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SOBR Safe, Inc. (SOBR)
CIK: 0001425627
Period of Report: 2022-05-18

Reporting Person: Gandini David Joseph (Director, CEO and Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-05-18	Common Stock	J	23530	$4	Acquired	23530	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-05-18	Common Stock Warrants	$4.25	J	47060	Acquired	2027-05-18	Common Stock (47060)	Direct
2022-03-01	Series B Convertible Preferred Stock	$	J	1000000	Acquired		Common Stock (333334)	Direct

Footnotes

F1: Mr. Gandini acquired 23,530 Units for $100,000 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant.

F2: Each three shares of Series B Convertible Preferred Stock is convertible into one share of the Issuer's common stock after giving effect to the 1-for-3 reverse stock split that went effective April 28, 2022.

F3: As reported in the Issuer's filings, Mr. Gandini exchanged 333,334 shares of common stock (adjusted for 1-for-3 reverse stock split) for 1 million shares of the Issuer's Series B Convertible Preferred Stock in connection with the Issuer's planned uplist to Nasdaq. The Issuer's Series B Preferred Stock is convertible at any time into shares of the Issuer's common at a rate of 3 shares of Series B Preferred Stock for one share of common stock. The Series B Preferred Stock does not have an expiration date. Except for a liquidation preference over common stock, the Series B Preferred Stock has the same rights as common stock.

F4: The Series B Preferred Stock do not expire.