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SOBR Safe, Inc. — Director's Dealing 2022
May 25, 2022
35413_dirs_2022-05-25_a3d9b8d8-3bd7-41aa-acb9-60e602ee925b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SOBR Safe, Inc. (SOBR)
CIK: 0001425627
Period of Report: 2022-05-18
Reporting Person: Beabout J. Steven (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-05-18 | Common Stock | J | 58800 | $4 | Acquired | 199506 | Indirect |
| 2022-05-19 | Common Stock | P | 59013 | $1.25 | Acquired | 258519 | Indirect |
| 2022-05-20 | Common Stock | P | 12560 | $1.06 | Acquired | 271079 | Indirect |
| 2022-05-24 | Common Stock | P | 18000 | $1.11 | Acquired | 289079 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-05-18 | Common Stock Warrants | $4.25 | J | 117600 | Acquired | 2027-05-18 | Common Stock (117600) | Direct |
| 2022-02-09 | Restricted Stock Units | $0 | A | 25000 | Acquired | Common Stock (25000) | Direct |
Footnotes
F1: Mr. Beabout acquired 58,800 Units for $248,724 in the Issuer's recent $10 million firm underwritten public offering, with each Unit consisting of one share of the Issuer's common stock and two warrants, each to purchase one share of the Issuer's common stock at $4.25. The price per Unit was $4.25, with $4.00 of the Unit price attributed to the share of common stock and $0.125 of the Unit price attributed to each warrant.
F2: The RSUs vest on the earlier to occur of 180 days after the Company uplist to Nasdaq or January 1, 2023.
F3: The RSUs don't have an expiration date, but will terminate if Mr. Beabout is not in continuing service with the Issuer at the time of vesting.
F4: The RSUs were issued to Mr. Beabout for his services as the chairperson of the Compensation Committee of the Issuer's Board of Directors.