SOBR Safe, Inc. — Director's Dealing 2020

Dec 31, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SOBR Safe, Inc. (SOBR)
CIK: 0001425627
Period of Report: 2020-12-07

Reporting Person: Graham Gary John (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-07	Common Stock	P	3103028	$1551514	Acquired	15103028	Indirect
2020-12-15	Common Stock	P	2743169	—	Acquired	17846197	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-07	Convertible Promissory Note	$0.5	C	0	Disposed		Common Stock (3103028)	Indirect
2020-12-15	8% Series A-1 Preferred Stock	$1	C	0	Disposed	2029-12-22	Common Stock (2743169)	Indirect

Footnotes

F1: Shares were issued to IDTEC, LLC upon conversion of an aggregate of $1,551,514 in principal and interest owed to IDTEC, LLC under a convertible promissory note. The Reporting Person is the Manager of a limited liability company that is the Manager of IDTEC, LLC.

F2: Shares were issued to SOBR Safe, LLC upon the conversion of the Issuer's 8% Series A-1 Convertible Preferred Stock owned by SOBR Safe, LLC, plus accrued dividends owed through the date of conversion. The Reporting Person is the Manager of a limited liability company that is the Manager of SOBR Safe, LLC.

F3: IDTEC, LLC converted the principal and interest owed to it under that certain SOBR Safe, Inc. Convertible Promissory Note dated June 6, 2020 into 3,103,028 shares of the Issuer's common stock. The Reporting Person is the Manager of a limited liability company that is the Manager of IDTEC, LLC.

F4: The promissory note did not have an expiration date.

F5: SOBR Safe, LLC converted its shares of 8% Series A-1 Convertible Preferred Stock, and accrued dividends, into 2,743,169 shares of the Issuer's common stock. The Reporting Person is the Manager of a limited liability company that is the Manager of SOBR Safe, LLC.

F6: SOBR Safe, LLC acquired the 8% Series A-1 Preferred Stock in exchange for $2,700,000.