SOBR Safe, Inc. — Director's Dealing 2020

Dec 31, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SOBR Safe, Inc. (SOBR)
CIK: 0001425627
Period of Report: 2020-08-06

Reporting Person: Beabout J. Steven (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	25482	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Convertible Promissory Note	$2.5		Common Stock (120000)		Indirect
Convertible Promissory Note	$0.5		Common Stock (122634)		Indirect
8% Series A-1 Preferred Stock	$		Common Stock (118909)		Indirect

Footnotes

F1: The promissory note does not expire.

F2: The Reporting Person owns 94.242% of Sky Startups, LLC. Sky Startups, LLC can convert its promissory note into 120,000 shares of the Issuer's common stock. The entire amount of shares that could be issued to Sky Startups, LLC is listed on this Form 3.

F3: The 8% Series A-1 Convertible Preferred Stock does not have an expiration date.

F4: The number of shares is variable based on the average closing price of the Issuer's common stock. The 118,909 shares is estimated based on the closing stock price of $2.75 on December 18, 2020.

F5: Siena Properties, LLC, an entity owned by the Reporting Person, owns 5% of SOBR Safe, LLC, which owns the 8% Series A-1 Convertible Preferred Stock of the Issuer. The number of shares shown on the Form 3 is only the estimated number of shares of the Issuer's common stock Siena Properties, LLC would be entitled to upon conversion of the 8% Series A-1 Convertible Preferred Stock.