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Snowflake Inc. — Director's Dealing 2025
Jan 3, 2025
29911_dirs_2025-01-02_33ab1ed8-6ebf-429e-959b-19b0df430530.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2024-12-30
Reporting Person: Slootman Frank (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-12-30 | Class A Common Stock | M | 100000 | $8.88 | Acquired | 295281 | Direct |
| 2024-12-30 | Class A Common Stock | S | 100000 | $155 | Disposed | 195281 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-12-30 | Stock Option (Right to Buy) | $8.88 | M | 100000 | Disposed | 2029-05-28 | Class A Common Stock (100000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 1173 | Indirect |
| Class A Common Stock | 83014 | Indirect |
| Class A Common Stock | 335146 | Indirect |
| Class A Common Stock | 16300 | Indirect |
| Class A Common Stock | 250030 | Indirect |
| Class A Common Stock | 91058 | Indirect |
| Class A Common Stock | 91058 | Indirect |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on September 30, 2024.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F3: The shares are held by Invisible Hand Ventures, LLC, of which the Reporting Person is the manager and has sole voting and dispositive power.
F4: The shares are held by the Slootman Family Foundation dated 11/24/2010 for which the Reporting Person is deemed to have voting and investment power over the shares held by the Slootman Family Foundation, but has no personal pecuniary interest in these shares.
F5: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.
F6: The shares are held by the Slootman Grandchildren's Trust dated 7/28/2022 for which the Reporting Person is a trustee.
F7: The shares are held by the Slootman 2023 Grantor Retained Annuity Trust dated 9/25/23 for which the Reporting Person is a trustee.
F8: The shares are held by the B. Slootman 2024 Grantor Retained Annuity Trust dated 12/3/2024 for which the Reporting Person's spouse is the trustee.
F9: The shares are held by the F. Slootman 2024 Grantor Retained Annuity Trust dated 12/3/2024 for which the Reporting Person is the trustee.
F10: The stock option is fully vested.