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Snowflake Inc. — Director's Dealing 2024
Feb 5, 2024
29911_dirs_2024-02-05_23d319ad-b910-43a0-bbc0-fb42e7ca8958.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2024-02-01
Reporting Person: Degnan Christopher William (Chief Revenue Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-02-01 | Class A Common Stock | M | 12533 | $3.74 | Acquired | 110705 | Direct |
| 2024-02-01 | Class A Common Stock | S | 12533 | $200.041 | Disposed | 98172 | Direct |
| 2024-02-02 | Class A Common Stock | M | 249 | $3.74 | Acquired | 98421 | Direct |
| 2024-02-02 | Class A Common Stock | S | 5 | $204.628 | Disposed | 98416 | Direct |
| 2024-02-02 | Class A Common Stock | S | 15 | $206.493 | Disposed | 98401 | Direct |
| 2024-02-02 | Class A Common Stock | S | 11 | $207.35 | Disposed | 98390 | Direct |
| 2024-02-02 | Class A Common Stock | S | 23 | $208.665 | Disposed | 98367 | Direct |
| 2024-02-02 | Class A Common Stock | S | 21 | $209.615 | Disposed | 98346 | Direct |
| 2024-02-02 | Class A Common Stock | S | 14 | $210.536 | Disposed | 98332 | Direct |
| 2024-02-02 | Class A Common Stock | S | 7 | $211.657 | Disposed | 98325 | Direct |
| 2024-02-02 | Class A Common Stock | S | 11 | $212.519 | Disposed | 98314 | Direct |
| 2024-02-02 | Class A Common Stock | S | 25 | $214.031 | Disposed | 98289 | Direct |
| 2024-02-02 | Class A Common Stock | S | 4 | $215.23 | Disposed | 98285 | Direct |
| 2024-02-02 | Class A Common Stock | S | 18 | $216.322 | Disposed | 98267 | Direct |
| 2024-02-02 | Class A Common Stock | S | 25 | $217.417 | Disposed | 98242 | Direct |
| 2024-02-02 | Class A Common Stock | S | 64 | $218.448 | Disposed | 98178 | Direct |
| 2024-02-02 | Class A Common Stock | S | 6 | $219.13 | Disposed | 98172 | Direct |
| 2024-02-05 | Class A Common Stock | G | 3835 | — | Disposed | 94337 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-02-01 | Stock Option (Right to Buy) | $3.74 | M | 12533 | Disposed | 2028-09-18 | Class A Common Stock (12533) | Direct |
| 2024-02-02 | Stock Option (Right to Buy) | $3.74 | M | 249 | Disposed | 2028-09-18 | Class A Common Stock (249) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 120000 | Indirect |
| Class A Common Stock | 541896 | Indirect |
Footnotes
F1: The gift, exercises and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 13, 2022.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F3: On a prior Form 4 filed on January 24, 2025, 3,835 of shares were inadvertently reported as gifted by the Reporting Person indirectly through the Degnan Family Trust when they were in fact gifted directly by the Reporting Person. The amounts of shares held by the Reporting Person directly and indirectly through the Degnan Family Trust were adjusted accordingly in this Form 4.
F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $200.000 to $200.280, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $204.280 to $204.860, inclusive.
F6: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $205.880 to $206.870, inclusive.
F7: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $206.950 to $207.810, inclusive.
F8: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $208.070 to $209.040, inclusive.
F9: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $209.080 to $210.030, inclusive.
F10: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $210.130 to $210.960, inclusive.
F11: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $211.200 to $211.830, inclusive.
F12: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $212.230 to $212.840, inclusive.
F13: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $213.590 to $214.570, inclusive.
F14: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $214.770 to $215.640, inclusive.
F15: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $215.780 to $216.590, inclusive.
F16: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $216.910 to $217.810, inclusive.
F17: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $217.910 to $218.890, inclusive.
F18: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $219.010 to $219.250, inclusive.
F19: The shares are held by The Degnan Gift Trust for which the Reporting Person's immediate family members are beneficiaries.
F20: The share are held by The Degnan Family Trust for which the Reporting Person is a trustee.
F21: The shares subject to the option are immediately exercisable and vest in 24 equal monthly installments beginning on November 1, 2021, subject to the Reporting Person's continuous service through each such vesting date.