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Snowflake Inc. — Director's Dealing 2024
Mar 20, 2024
29911_dirs_2024-03-19_0b3b5c4b-e846-4664-97ec-d7ef5ed73e74.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2024-03-15
Reporting Person: Kleinerman Christian (EVP, Product Management)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-03-15 | Class A Common Stock | F | 5084 | $156.97 | Disposed | 767207 | Direct |
| 2024-03-18 | Class A Common Stock | F | 6314 | $156.97 | Disposed | 760893 | Direct |
| 2024-03-18 | Class A Common Stock | S | 6144 | $156.746 | Disposed | 754749 | Direct |
| 2024-03-18 | Class A Common Stock | S | 6492 | $157.87 | Disposed | 748257 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 58568 | Indirect |
| Class A Common Stock | 75307 | Indirect |
| Class A Common Stock | 100000 | Indirect |
Footnotes
F1: Represents shares withheld to satisfy tax withholding obligations on the vesting of restricted stock units.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F3: The sales reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 30, 2022.
F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $156.700 to $156.810, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F5: Shares are held by the Kleinerman 2020 Dynasty LLC for which the Reporting Person is the manager and the Reporting Person's immediate family members are the beneficiaries.
F6: Shares are held by the Christian Kleinerman 2022 Grantor Retained Annuity Trust dated June 24, 2022 for which the Reporting Person is the trustee.
F7: Shares are held by the Christian Kleinerman 2023 Grantor Retained Annuity Trust dated September 1, 2023 for which the Reporting Person is a beneficiary.