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Snowflake Inc. — Director's Dealing 2023
May 6, 2023
29911_dirs_2023-05-05_96008b0e-0c12-48cd-8e70-ef3d4a9e7432.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2023-05-03
Reporting Person: McMahon John Dennis (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-03 | Class A Common Stock | M | 10000 | $0.07 | Acquired | 163902 | Direct |
| 2023-05-03 | Class A Common Stock | S | 10000 | $144.07 | Disposed | 153902 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-03 | Stock Option (Right to Buy) | $0.07 | M | 10000 | Disposed | 2023-09-16 | Class A Common Stock (10000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 151188 | Indirect |
| Class A Common Stock | 125737 | Indirect |
Footnotes
F1: The exercise and sale reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F3: The shares are held by The John McMahon Software Irrevocable Trust for which the Reporting Person's immediate family members are the beneficiaries.
F4: The shares are held by the John McMahon 1995 Family Trust for which the Reporting Person is a trustee.
F5: The shares subject to the option are fully vested and immediately exercisable.