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Snowflake Inc. — Director's Dealing 2023
Jun 3, 2023
29911_dirs_2023-06-02_dc9c43f4-7fbc-4630-86af-1d60a3d156e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2023-05-31
Reporting Person: McMahon John Dennis (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-31 | Class A Common Stock | M | 400000 | $1.41 | Acquired | 552902 | Direct |
| 2023-05-31 | Class A Common Stock | M | 30000 | $0.07 | Acquired | 582902 | Direct |
| 2023-05-31 | Class A Common Stock | S | 79276 | $162.545 | Disposed | 503626 | Direct |
| 2023-05-31 | Class A Common Stock | S | 100882 | $163.269 | Disposed | 402744 | Direct |
| 2023-05-31 | Class A Common Stock | S | 48598 | $164.298 | Disposed | 354146 | Direct |
| 2023-05-31 | Class A Common Stock | S | 1244 | $165.105 | Disposed | 352902 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-31 | Stock Option (Right to Buy) | $1.41 | M | 400000 | Disposed | 2027-06-19 | Class A Common Stock (400000.0) | Direct |
| 2023-05-31 | Stock Option (Right to Buy) | $0.07 | M | 30000 | Disposed | 2023-09-16 | Class A Common Stock (30000.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 151188 | Indirect |
| Class A Common Stock | 125737 | Indirect |
Footnotes
F1: Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F2: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $161.82 to $162.815, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $162.82 to $163.815, inclusive.
F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $163.82 to $164.72, inclusive.
F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $165.00 to $165.18, inclusive.
F6: The shares are held by The John McMahon Software Irrevocable Trust for which the Reporting Person's immediate family members are the beneficiaries.
F7: The shares are held by the John McMahon 1995 Family Trust for which the Reporting Person is a trustee.
F8: The shares subject to the option are fully vested and immediately exercisable.