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Snowflake Inc. — Director's Dealing 2023
Jun 13, 2023
29911_dirs_2023-06-12_42fee70e-03ea-4338-820f-bf9e7a1bc147.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2023-06-08
Reporting Person: Slootman Frank (Director, CEO and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-06-08 | Class A Common Stock | F | 1046 | $174.31 | Disposed | 187407 | Direct |
| 2023-06-09 | Class A Common Stock | S | 1724 | $174.31 | Disposed | 185683 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 16300 | Indirect |
| Class A Common Stock | 83014 | Indirect |
| Class A Common Stock | 767292 | Indirect |
Footnotes
F1: Represents shares withheld to satisfy tax withholding obligations on the vesting of restricted stock units.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F3: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 22, 2023.
F4: The shares are held by the Slootman Grandchildren's Trust dated 7/28/2022 for which the Reporting Person is a trustee.
F5: The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares.
F6: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.