Snowflake Inc. — Director's Dealing 2023

Jun 24, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2023-06-21

Reporting Person: Slootman Frank (Director, CEO and Chairman)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-21	Class A Common Stock	M	19073	$8.88	Acquired	204756	Direct
2023-06-21	Class A Common Stock	S	990	$173.786	Disposed	203766	Direct
2023-06-21	Class A Common Stock	S	3645	$175.135	Disposed	200121	Direct
2023-06-21	Class A Common Stock	S	7311	$175.867	Disposed	192810	Direct
2023-06-21	Class A Common Stock	S	2850	$177.046	Disposed	189960	Direct
2023-06-21	Class A Common Stock	S	1400	$178.012	Disposed	188560	Direct
2023-06-21	Class A Common Stock	S	800	$179.218	Disposed	187760	Direct
2023-06-21	Class A Common Stock	S	992	$181.897	Disposed	186768	Direct
2023-06-21	Class A Common Stock	S	1085	$182.491	Disposed	185683	Direct
2023-06-22	Class A Common Stock	M	1761	$8.88	Acquired	187444	Direct
2023-06-22	Class A Common Stock	S	195	$175.209	Disposed	187249	Direct
2023-06-22	Class A Common Stock	S	644	$176.497	Disposed	186605	Direct
2023-06-22	Class A Common Stock	S	296	$178.158	Disposed	186309	Direct
2023-06-22	Class A Common Stock	S	626	$178.853	Disposed	185683	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-06-21	Stock Option (Right to Buy)	$8.88	M	19073	Disposed	2029-05-28	Class A Common Stock (19073)	Direct
2023-06-22	Stock Option (Right to Buy)	$8.88	M	1761	Disposed	2029-05-28	Class A Common Stock (1761)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	83014	Indirect
Class A Common Stock	767292	Indirect
Class A Common Stock	16300	Indirect

Footnotes

F1: The exercises and sales reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 22, 2023.

F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units.

F3: The price reported in Column 4 is a weighted-average price. The shares were sold on 6/21/2023 in multiple transactions ranging from $173.310 to $174.270, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $174.450 to $175.440, inclusive.

F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $175.460 to $176.400, inclusive.

F6: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $176.530 to $177.480, inclusive.

F7: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $177.620 to $178.590 , inclusive.

F8: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $178.950 to $179.570, inclusive.

F9: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $181.185 to $182.180, inclusive.

F10: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $182.210 to $182.660 , inclusive.

F11: The price reported in Column 4 is a weighted-average price. The shares were sold on 6/22/2023 in multiple transactions ranging from $175.000 to $175.405, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

F12: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $176.120 to $177.080, inclusive.

F13: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $177.650 to $178.620, inclusive.

F14: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $178.680 to $178.960, inclusive.

F15: The shares are held by the Slootman Family Foundation dated 11/24/2010 for which the Reporting Person is deemed to have voting and investment power over the shares held by the Slootman Family Foundation, but has no personal pecuniary interest in these shares.

F16: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.

F17: The shares are held by the Slootman Grandchildren's Trust dated 7/28/2022 for which the Reporting Person is a trustee.

F18: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to Reporting Person's continuous service through each such vesting date.