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Snowflake Inc. Director's Dealing 2023

Aug 3, 2023

29911_dirs_2023-08-03_5fd61b8b-4129-45a5-99b1-72a6b3ab4605.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2023-08-02

Reporting Person: Slootman Frank (Director, CEO and Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-02 Class A Common Stock M 8334 $8.88 Acquired 194017 Direct
2023-08-02 Class A Common Stock S 1198 $164.885 Disposed 192819 Direct
2023-08-02 Class A Common Stock S 1500 $166.082 Disposed 191319 Direct
2023-08-02 Class A Common Stock S 1800 $166.949 Disposed 189519 Direct
2023-08-02 Class A Common Stock S 300 $167.97 Disposed 189219 Direct
2023-08-02 Class A Common Stock S 400 $169.553 Disposed 188819 Direct
2023-08-02 Class A Common Stock S 1673 $171.045 Disposed 187146 Direct
2023-08-02 Class A Common Stock S 1263 $171.822 Disposed 185883 Direct
2023-08-02 Class A Common Stock S 200 $172.598 Disposed 185683 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-08-02 Stock Option (Right to Buy) $8.88 M 8334 Disposed 2029-05-28 Class A Common Stock (8334) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 83014 Indirect
Class A Common Stock 767292 Indirect
Class A Common Stock 16300 Indirect

Footnotes

F1: The exercise and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 22, 2023.

F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units.

F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $164.560 to $165.200 , inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $165.560 to $166.520 , inclusive.

F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $166.560 to $167.540 , inclusive.

F6: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $167.680 to $168.230 , inclusive.

F7: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $169.250 to $169.850 , inclusive.

F8: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $170.375 to $171.355 , inclusive.

F9: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $171.450 to $172.420 , inclusive.

F10: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $172.565 to $172.630, inclusive.

F11: The shares are held by the Slootman Family Foundation dated 11/24/2010 for which the Reporting Person is deemed to have voting and investment power over the shares held by the Slootman Family Foundation, but has no personal pecuniary interest in these shares.

F12: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.

F13: The shares are held by the Slootman Grandchildren's Trust dated 7/28/2022 for which the Reporting Person is a trustee.

F14: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date.