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Snowflake Inc. — Director's Dealing 2023
Sep 13, 2023
29911_dirs_2023-09-12_1000ac7b-91cd-49e3-a58c-9a21016284a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2023-09-08
Reporting Person: Dageville Benoit (Director, President of Products)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-08 | Class A Common Stock | F | 550 | $165.95 | Disposed | 41405 | Direct |
| 2023-09-11 | Class A Common Stock | M | 13182 | $0.74 | Acquired | 54587 | Direct |
| 2023-09-11 | Class A Common Stock | S | 13740 | $166.27 | Disposed | 40847 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-11 | Stock Option (Right to Buy) | $0.74 | M | 13182 | Disposed | 2027-01-29 | Class A Common Stock (13182) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 5026027 | Indirect |
Footnotes
F1: Represents shares withheld to satisfy tax withholding obligations on the vesting of restricted stock units.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F3: The exercise and sale reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on December 30, 2022.
F4: The shares are held by The Snow Trust UTA dated 9/10/19 for which the Reporting Person is a trustee.
F5: The shares subject to the option are fully vested and immediately exercisable.