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Snowflake Inc. — Director's Dealing 2023
Sep 16, 2023
29911_dirs_2023-09-15_fdd2faba-744b-4ffc-8563-6c3ae49ca4fb.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2023-09-14
Reporting Person: Kleinerman Christian (SVP, Product Management)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-14 | Class A Common Stock | S | 1500 | $166 | Disposed | 661789 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 100000 | Indirect |
| Class A Common Stock | 58568 | Indirect |
| Class A Common Stock | 101886 | Indirect |
| Class A Common Stock | 75307 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on June 30, 2022.
F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F3: Shares are held by the Christian Kleinerman 2023 Grantor Retained Annuity Trust for which the Reporting Person is a beneficiary.
F4: Shares are held by the Kleinerman 2020 Dynasty LLC for which the Reporting Person is the manager and the Reporting Person's immediate family members are the beneficiaries.
F5: Shares are held by the Christian Kleinerman 2021 Grantor Retained Annuity Trust dated September 2, 2021 for which the Reporting Person is the trustee.
F6: Shares are held by the Christian Kleinerman 2022 Grantor Retained Annuity Trust dated June 24, 2022 for which the Reporting Person is the trustee.