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Snowflake Inc. Director's Dealing 2023

Nov 27, 2023

29911_dirs_2023-11-27_588d32a3-24f5-41c4-9924-8f10ca5890f9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2023-11-22

Reporting Person: Slootman Frank (Director, CEO and Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-11-22 Class A Common Stock M 8326 $8.88 Acquired 191239 Direct
2023-11-22 Class A Common Stock S 1950 $168.885 Disposed 189289 Direct
2023-11-22 Class A Common Stock S 4198 $169.556 Disposed 185091 Direct
2023-11-22 Class A Common Stock S 2178 $170.722 Disposed 182913 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-11-22 Stock Option (Right to Buy) $8.88 M 8326 Disposed 2029-05-28 Class A Common Stock (8326) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 16300 Indirect
Class A Common Stock 335146 Indirect
Class A Common Stock 432146 Indirect
Class A Common Stock 83014 Indirect

Footnotes

F1: The exercise and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person on March 22, 2023.

F2: Includes shares to be issued in connection with the vesting of one or more restricted stock units.

F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $168.190 to $169.170, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnote.

F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $169.190 to $170.070, inclusive.

F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $170.270 to $171.010, inclusive.

F6: The shares are held by the Slootman Grandchildren's Trust dated 7/28/2022 for which the Reporting Person is a trustee.

F7: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.

F8: The shares are held by the Slootman 2023 Grantor Retained Annuity Trust dated 9/25/23 for which the Reporting Person is a trustee.

F9: The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares.

F10: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date.