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Snowflake Inc. — Director's Dealing 2022
Mar 12, 2022
29911_dirs_2022-03-11_1378fd9f-79d6-43df-a7fc-65646442bcce.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2022-03-09
Reporting Person: Slootman Frank (Director, CEO and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-23 | Class A Common Stock | G | 385500 | — | Disposed | 880592 | Indirect |
| 2022-03-09 | Class A Common Stock | A | 44321 | — | Acquired | 44321 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-03-09 | Stock Option (Right to Buy) | $207.56 | A | 133788 | Acquired | 2032-03-08 | Class A Common Stock (133788.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 83014 | Indirect |
Footnotes
F1: Represents shares that the Reporting Person donated as a gift to a charitable entity.
F2: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.
F3: The shares represent restricted stock units, which will vest quarterly over four years with 6.25% vesting on June 8, 2022 and on each Quarterly Date thereafter, subject to the Reporting Person's continuous service through each such vesting date. Quarterly Dates are each of March 8, June 8, September 8, and December 8.
F4: The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares.
F5: The shares subject to the option vest in 48 equal monthly installments beginning on March 8, 2022, subject to the Reporting Person's continuous service through each such vesting date.