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Snowflake Inc. — Director's Dealing 2022
Dec 14, 2022
29911_dirs_2022-12-14_4fae19b1-b660-4da6-ae64-0604f3b39347.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2022-12-12
Reporting Person: Eschenbach Carl M. (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-12 | Class A Common Stock | J | 821432 | — | Disposed | 5750024 | Indirect |
| 2022-12-12 | Class A Common Stock | J | 440498 | — | Disposed | 3083484 | Indirect |
| 2022-12-12 | Class A Common Stock | J | 40942 | — | Disposed | 286598 | Indirect |
| 2022-12-12 | Class A Common Stock | J | 97130 | — | Disposed | 679913 | Indirect |
| 2022-12-12 | Class A Common Stock | J | 968465 | — | Acquired | 3674826 | Indirect |
| 2022-12-12 | Class A Common Stock | J | 158236 | — | Acquired | 576554 | Indirect |
| 2022-12-12 | Class A Common Stock | J | 4592 | — | Acquired | 338916 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 3441 | Direct |
| Class A Common Stock | 297773 | Indirect |
Footnotes
F1: Represents a pro rata distribution of Common Stock of the Issuer to partners or members of the applicable distributing fund for no consideration and includes subsequent distributions by general partners or managing members to their respective partners or members and, in certain cases, the contribution by such partners or members to the applicable recipient fund.
F2: The Reporting Person is a director and stockholder of SC US (TTGP), Ltd. SC US (TTGP), Ltd. is (i) the general partner of SCGGF III - Endurance Partners Management, L.P., which is the general partner of Sequoia Capital Global Growth Fund III - Endurance Partners, L.P. ("GGF III"); (ii) the general partner of SC U.S. Growth VII Management, L.P., which is the general partner of each of Sequoia Capital U.S. Growth Fund VII, L.P. and Sequoia Capital U.S. Growth VII Principals Fund, L.P. (collectively, the "GFVII Funds");
F3: (Continued from Footnote 2) (iv) the general partner of SC U.S. Growth IX Management, L.P., which is the general partner of Sequoia Capital U.S. Growth Fund IX, L.P.; and (v) the general partner of Sequoia Capital Fund Management, L.P., which is the general partner of each of Sequoia Capital Fund, LP and Sequoia Capital Fund Parallel, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F4: The Reporting Person is a member of Sequoia Grove II, LLC. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F5: Includes shares to be issued in connection with the vesting of one or more restricted stock units.