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Snowflake Inc. — Director's Dealing 2021
Mar 4, 2021
29911_dirs_2021-03-03_499e6017-8e21-4de0-8c54-1458d0214828.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-03-01
Reporting Person: McMahon John Dennis (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-01 | Class A Common Stock | C | 151188 | — | Acquired | 151188 | Direct |
| 2021-03-01 | Class A Common Stock | C | 151188 | — | Acquired | 151188 | Indirect |
| 2021-03-01 | Class A Common Stock | C | 45718 | — | Acquired | 45718 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-01 | Class B Common Stock | $ | C | 151188 | Disposed | Class A Common Stock (151188.0) | Direct | |
| 2021-03-01 | Class B Common Stock | $ | C | 151188 | Disposed | Class A Common Stock (151188.0) | Indirect | |
| 2021-03-01 | Class B Common Stock | $ | C | 45718 | Disposed | Class A Common Stock (45718.0) | Indirect | |
| 2021-03-01 | Stock Option (Right to Buy) | $0.07 | J | 489016 | Disposed | 2023-09-16 | Class B Common Stock (489016.0) | Direct |
| 2021-03-01 | Stock Option (Right to Buy) | $0.07 | J | 489016 | Acquired | 2023-09-16 | Class A Common Stock (489016.0) | Direct |
| 2021-03-01 | Stock Option (Right to Buy) | $1.41 | J | 400000 | Disposed | 2027-06-19 | Class B Common Stock (400000.0) | Direct |
| 2021-03-01 | Stock Option (Right to Buy) | $1.41 | J | 400000 | Acquired | 2027-06-19 | Class A Common Stock (400000.0) | Direct |
Footnotes
F1: Effective as of 5:00 p.m. Eastern Time on March 1, 2021, the date specified by the holders of a majority of the then-outstanding shares of the Issuer's Class B Common Stock, each share of the Issuer's Class B Common Stock automatically converted into one share of Class A Common Stock pursuant to the Issuer's amended and restated certificate of incorporation.
F2: The shares are held by The John McMahon Software Irrevocable Trust for which the Reporting Person's immediate family members are the beneficiaries.
F3: The shares are held by the John McMahon 1995 Family Trust for which the Reporting Person is a trustee.
F4: In connection with the automatic conversion described in footnote 1, the outstanding options to purchase shares of Class B Common Stock that were issued under the Issuer's Amended and Restated 2012 Equity Incentive Plan remain unchanged, except that the underlying shares now represent Class A Common Stock.
F5: The shares subject to the option are fully vested and immediately exercisable.
F6: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on September 17, 2017, subject to Reporting Person'scontinuous service through each such vesting date.