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Snowflake Inc. — Director's Dealing 2021
Mar 10, 2021
29911_dirs_2021-03-09_c18ff1cf-160a-4dde-9259-4e9eceb3ac38.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-03-05
Reporting Person: ICONIQ Strategic Partners V, L.P. (10% Owner)
Reporting Person: ICONIQ Strategic Partners V-B, L.P. (10% Owner)
Reporting Person: ICONIQ Strategic Partners V GP, L.P. (10% Owner)
Reporting Person: ICONIQ Strategic Partners V TT GP, Ltd. (10% Owner)
Reporting Person: Makan Divesh (10% Owner)
Reporting Person: Griffith William J.G. (10% Owner)
Reporting Person: Jacobson Matthew (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-08 | Class A Common Stock | P | 2967 | $233.4942 | Acquired | 143677 | Direct |
| 2021-03-08 | Class A Common Stock | P | 4571 | $233.4942 | Acquired | 221330 | Indirect |
| 2021-03-08 | Class A Common Stock | P | 7636 | $234.4353 | Acquired | 151313 | Direct |
| 2021-03-08 | Class A Common Stock | P | 11763 | $234.4353 | Acquired | 233093 | Indirect |
| 2021-03-08 | Class A Common Stock | P | 1023 | $235.00 | Acquired | 152336 | Direct |
| 2021-03-08 | Class A Common Stock | P | 1577 | $235.00 | Acquired | 234670 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 12114956 | Indirect |
| Class A Common Stock | 12944986 | Indirect |
| Class A Common Stock | 6421439 | Indirect |
| Class A Common Stock | 418033 | Indirect |
| Class A Common Stock | 692634 | Indirect |
| Class A Common Stock | 14774 | Indirect |
| Class A Common Stock | 14788 | Indirect |
| Class A Common Stock | 4665 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $233.00 to $233.96. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
F2: The shares are held by ICONIQ Strategic Partners V, L.P. ("ICONIQ V").
F3: The shares are held by ICONIQ Strategic Partners V-B, L.P. ("ICONIQ V-B").
F4: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $234.00 to $234.995. Full information regarding the number of shares purchased at each separate price can be furnished to the SEC staff upon request.
F5: The shares are held by ICONIQ Strategic Partners III, L.P. ("ICONIQ III").
F6: The shares are held by ICONIQ Strategic Partners III-B, L.P. ("ICONIQ III-B").
F7: The shares are held by ICONIQ Strategic Partners III Co-Invest, L.P., Series SF ("ICONIQ SF").
F8: The shares are held by ICONIQ Strategic Partners IV, L.P. ("ICONIQ IV").
F9: The shares are held by ICONIQ Strategic Partners IV-B, L.P. ("ICONIQ IV-B").
F10: ICONIQ Strategic Partners GP III, L.P. ("ICONIQ III GP") is the sole general partner of each of ICONIQ III, ICONIQ III-B and ICONIQ SF. ICONIQ Strategic Partners III TT GP, Ltd. ("ICONIQ Parent GP III") is the sole general partner of ICONIQ III GP. Divesh Makan ("Makan") and William J.G. Griffith ("Griffith") are the sole equity holders and directors of ICONIQ Parent GP III. ICONIQ Strategic Partners GP IV, L.P. ("ICONIQ GP IV") is the sole general partner of each of ICONIQ IV and ICONIQ IV-B. ICONIQ Strategic Partners IV TT GP, Ltd. ("ICONIQ Parent GP IV") is the sole general partner of ICONIQ GP IV. ICONIQ Strategic Partners GP V, L.P. ("ICONIQ GP V") is the sole general partner of each of ICONIQ V and ICONIQ V-B. ICONIQ Strategic Partners V TT GP, Ltd. ("ICONIQ Parent GP V") is the sole general partner of ICONIQ GP V. Makan, Griffith and Jacobson are the sole equity holders and directors of each of ICONIQ Parent GP IV and ICONIQ Parent GP V.
F11: Each of ICONIQ III GP, ICONIQ Parent GP III, ICONIQ GP IV, ICONIQ Parent GP IV, ICONIQ GP V, ICONIQ Parent GP V, Makan, Griffith and Jacobson disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its or his pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
F12: The shares are held directly by Makan.
F13: The shares are held directly by Griffith.
F14: The shares are held directly by Jacobson.