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Snowflake Inc. Director's Dealing 2021

Mar 10, 2021

29911_dirs_2021-03-09_b477d573-e0c2-4255-b2fd-56577a2a19e8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-03-05

Reporting Person: BURTON JEREMY (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-05 Class A Common Stock J 11432 Acquired 11432 Indirect
2021-03-05 Class A Common Stock M 108459 $0.74 Acquired 108459 Direct
2021-03-05 Class A Common Stock M 13541 $21.79 Acquired 122000 Direct
2021-03-05 Class A Common Stock S 31159 $235.287 Disposed 90841 Direct
2021-03-05 Class A Common Stock S 33290 $236.322 Disposed 57551 Direct
2021-03-05 Class A Common Stock S 24501 $237.714 Disposed 33050 Direct
2021-03-05 Class A Common Stock S 26700 $238.66 Disposed 6350 Direct
2021-03-05 Class A Common Stock S 4600 $239.393 Disposed 1750 Direct
2021-03-05 Class A Common Stock S 1750 $240.084 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-05 Stock Option (Right to Buy) $0.74 M 108459 Disposed 2026-09-12 Class A Common Stock (108459.0) Direct
2021-03-05 Stock Option (Right to Buy) $21.79 M 13541 Disposed 2030-01-21 Class A Common Stock (13541.0) Direct

Footnotes

F1: Represents the receipt of shares in a pro rata distribution by Sutter Hill Ventures, a California Limited Partnership to its limited partners and its general partner for no additional consideration. The Reporting Person is a limited partner of Sutter Hill Ventures, a limited partnership.

F2: Shares held by The Burton Family Trust for which the Reporting Person is a trustee.

F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $235.00 to $235.99, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set fort in these footnotes.

F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $236.00 to $236.998, inclusive.

F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $237.00 to $237.995, inclusive.

F6: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $238.01 to $238.94, inclusive.

F7: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $239.01 to $239.765, inclusive.

F8: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $240.01 to $240.17, inclusive.

F9: The shares subject to the option are fully vested and immediately exercisable.

F10: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on January 22, 2020, subject to Reporting Person's continuous service through each such vesting date.