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Snowflake Inc. Director's Dealing 2021

Mar 25, 2021

29911_dirs_2021-03-24_5e9c06c2-4b3b-464a-93fa-d649d82a4ae5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-03-22

Reporting Person: Slootman Frank (Director, CEO and Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-03-22 Class A Common Stock M 31546 $8.88 Acquired 105913 Direct
2021-03-22 Class A Common Stock S 2789 $220.964 Disposed 103124 Direct
2021-03-22 Class A Common Stock S 11490 $221.936 Disposed 91634 Direct
2021-03-22 Class A Common Stock S 15012 $223.004 Disposed 76622 Direct
2021-03-22 Class A Common Stock S 2255 $223.507 Disposed 74367 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-03-22 Stock Option (Right to Buy) $8.88 M 31546 Disposed 2029-05-28 Class A Common Stock (31546.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 1349106 Indirect
Class A Common Stock 100000 Indirect

Footnotes

F1: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $220.35 to $221.345, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set fort in these footnotes.

F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $221.375 to $222.35, inclusive.

F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $222.39 to $223.39, inclusive.

F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $223.40 to $223.69, inclusive.

F6: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.

F7: The shares are held by the Slootman Family 2019 Extended Family Trust for which the Reporting Person is a trustee.

F8: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date.