Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Snowflake Inc. Director's Dealing 2021

May 25, 2021

29911_dirs_2021-05-25_c3ea5af5-124c-4f8d-99d5-8101c3d195c0.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-05-20

Reporting Person: Slootman Frank (Director, CEO and Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-28 Class A Common Stock G 3155 Disposed 68057 Direct
2021-05-20 Class A Common Stock M 31546 $8.88 Acquired 99603 Direct
2021-05-20 Class A Common Stock S 1600 $228.40 Disposed 98003 Direct
2021-05-20 Class A Common Stock S 5700 $229.341 Disposed 92303 Direct
2021-05-20 Class A Common Stock S 8590 $230.464 Disposed 83713 Direct
2021-05-20 Class A Common Stock S 2000 $231.353 Disposed 81713 Direct
2021-05-20 Class A Common Stock S 3013 $232.358 Disposed 78700 Direct
2021-05-20 Class A Common Stock S 1290 $233.689 Disposed 77410 Direct
2021-05-20 Class A Common Stock S 5592 $234.482 Disposed 71818 Direct
2021-05-20 Class A Common Stock S 3364 $235.56 Disposed 68454 Direct
2021-05-20 Class A Common Stock S 397 $236.09 Disposed 68057 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-05-20 Stock Option (Right to Buy) $8.88 M 31546 Disposed 2029-05-28 Class A Common Stock (31546.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 1349106 Indirect

Footnotes

F1: The gift and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $227.80 to $228.79, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $228.85 to $229.85, inclusive.

F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $229.91 to $230.89, inclusive.

F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $230.92 to $231.71, inclusive.

F6: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $231.93 to $232.71, inclusive.

F7: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $232.96 to $233.95, inclusive.

F8: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $233.98 to $234.96, inclusive.

F9: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $235.06 to $236.04, inclusive.

F10: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $236.08 to $236.10, inclusive.

F11: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.

F12: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date.