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Snowflake Inc. Director's Dealing 2021

Jun 24, 2021

29911_dirs_2021-06-23_651a063b-bb03-42b3-8430-323f5db39a8a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-06-21

Reporting Person: Slootman Frank (Director, CEO and Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-05-27 Class A Common Stock G 3155 Disposed 64902 Direct
2021-06-21 Class A Common Stock M 31546 $8.88 Acquired 96448 Direct
2021-06-21 Class A Common Stock S 1700 $242.264 Disposed 94748 Direct
2021-06-21 Class A Common Stock S 1200 $244.352 Disposed 93548 Direct
2021-06-21 Class A Common Stock S 1814 $245.117 Disposed 91734 Direct
2021-06-21 Class A Common Stock S 5703 $246.242 Disposed 86031 Direct
2021-06-21 Class A Common Stock S 7905 $247.316 Disposed 78126 Direct
2021-06-21 Class A Common Stock S 4942 $248.471 Disposed 73184 Direct
2021-06-21 Class A Common Stock S 7561 $249.23 Disposed 65623 Direct
2021-06-21 Class A Common Stock S 721 $249.907 Disposed 64902 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-06-21 Stock Option (Right to Buy) $8.88 M 31546 Disposed 2029-05-28 Class A Common Stock (31546.0) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 1349106 Indirect

Footnotes

F1: The gift and sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F2: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $241.90 to $242.71, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

F3: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $243.67 to $244.52, inclusive.

F4: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $244.73 to $245.73, inclusive.

F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $245.74 to $246.73, inclusive.

F6: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $246.81 to $247.795, inclusive.

F7: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $247.83 to $248.83, inclusive.

F8: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $248.84 to $249.84, inclusive.

F9: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $249.86 to $249.98, inclusive.

F10: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.

F11: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date.