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Snowflake Inc. — Director's Dealing 2021
Jul 13, 2021
29911_dirs_2021-07-12_e14e33d5-f104-420b-acf6-7585386a483d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-07-08
Reporting Person: McMahon John Dennis (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-08 | Class A Common Stock | M | 9256 | $0.07 | Acquired | 124084 | Direct |
| 2021-07-08 | Class A Common Stock | S | 9256 | $250.01 | Disposed | 114828 | Direct |
| 2021-07-08 | Class A Common Stock | A | 1224 | — | Acquired | 116052 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-08 | Stock Option (Right to Buy) | $0.07 | M | 9256 | Disposed | 2023-09-16 | Class A Common Stock (9256.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 125737 | Indirect |
| Class A Common Stock | 151188 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F2: The shares represent restricted stock units, which will vest in full on the earlier of (i) the date of the annual meeting of the Issuer's stockholders to be held in 2022 (or the date immediately prior to such meeting if the Reporting Person's service as a director ends at such meeting due to the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election), or (ii) the first anniversary of the date of grant; subject to the Reporting Person's continued service through such date.
F3: The shares are held by the John McMahon 1995 Family Trust for which the Reporting Person is a trustee.
F4: The shares are held by The John McMahon Software Irrevocable Trust for which the Reporting Person's immediate family members are beneficiaries.
F5: The shares subject to the option are fully vested and immediately exercisable.