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Snowflake Inc. Director's Dealing 2021

Jul 23, 2021

29911_dirs_2021-07-22_0eb115c7-624a-4ed6-ad09-793563c3cf39.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-07-20

Reporting Person: Slootman Frank (Director, CEO and Chairman)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-06-28 Class A Common Stock G 27014 Disposed 1322092 Indirect
2021-06-28 Class A Common Stock G 27014 Acquired 27014 Indirect
2021-06-30 Class A Common Stock G 3155 Disposed 61747 Direct
2021-07-20 Class A Common Stock M 31546 $8.88 Acquired 93293 Direct
2021-07-20 Class A Common Stock S 1500 $249.575 Disposed 91793 Direct
2021-07-20 Class A Common Stock S 3500 $250.61 Disposed 88293 Direct
2021-07-20 Class A Common Stock S 3261 $251.422 Disposed 85032 Direct
2021-07-20 Class A Common Stock S 2976 $252.574 Disposed 82056 Direct
2021-07-20 Class A Common Stock S 3500 $253.472 Disposed 78556 Direct
2021-07-20 Class A Common Stock S 700 $254.511 Disposed 77856 Direct
2021-07-20 Class A Common Stock S 6238 $255.785 Disposed 71618 Direct
2021-07-20 Class A Common Stock S 5423 $256.681 Disposed 66195 Direct
2021-07-20 Class A Common Stock S 1906 $257.684 Disposed 64289 Direct
2021-07-20 Class A Common Stock S 2542 $258.54 Disposed 61747 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-07-20 Stock Option (Right to Buy) $8.88 M 31546 Disposed 2029-05-28 Class A Common Stock (31546.0) Direct

Footnotes

F1: The Slootman Living Trust dated 9/8/1999 transferred shares to the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power.

F2: The shares are held by the Slootman Living Trust dated 9/8/1999 for which the Reporting Person is a trustee.

F3: The shares are held by the Slootman Family Foundation dated 11/24/2010, a charitable foundation over which the Reporting Person is deemed to have voting and investment power. However, the Reporting Person has no personal pecuniary interest in these shares.

F4: This gift and all sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.

F5: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $248.88 to $249.88, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.

F6: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $250.02 to $251.02, inclusive.

F7: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $251.05 to $251.92, inclusive.

F8: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $252.06 to $253.05, inclusive.

F9: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $253.08 to $254.00, inclusive.

F10: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $254.13 to $254.83, inclusive.

F11: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $255.20 to $256.17, inclusive.

F12: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $256.235 to $257.215, inclusive.

F13: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $257.27 to $258.22, inclusive.

F14: The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $258.28 to $258.89, inclusive.

F15: The shares subject to the option are immediately exercisable and vest in 48 equal monthly installments beginning on April 26, 2019, subject to the Reporting Person's continuous service through each such vesting date.