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Snowflake Inc. — Director's Dealing 2021
Aug 10, 2021
29911_dirs_2021-08-09_97572501-d734-4a4a-bdf4-42fdd462b116.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Snowflake Inc. (SNOW)
CIK: 0001640147
Period of Report: 2021-08-05
Reporting Person: McMahon John Dennis (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-05 | Class A Common Stock | M | 37024 | $0.07 | Acquired | 153076 | Direct |
| 2021-08-05 | Class A Common Stock | S | 27768 | $270.65 | Disposed | 125308 | Direct |
| 2021-08-05 | Class A Common Stock | S | 9256 | $275 | Disposed | 116052 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-08-05 | Stock Option (Right to Buy) | $0.07 | M | 37024 | Disposed | 2023-09-16 | Class A Common Stock (37024.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 151188 | Indirect |
| Class A Common Stock | 125737 | Indirect |
Footnotes
F1: Includes shares to be issued in connection with the vesting of one or more restricted stock units.
F2: The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
F3: The shares are held by The John McMahon Software Irrevocable Trust for which the Reporting Person's immediate family members are beneficiaries.
F4: The shares are held by the John McMahon 1995 Family Trust for which the Reporting Person is a trustee.
F5: The shares subject to the option are fully vested and immediately exercisable.